The EU Artificial Intelligence Act (AIA) defines four risk categories for AI systems: unacceptable, high, limited, and minimal. However, it lacks a clear methodology for the assessment of these risks in concrete situations. Risks are broadly categorized based on the application areas of AI systems and ambiguous risk factors. This paper suggests a methodology for assessing AI risk magnitudes, focusing on the construction of real-world risk scenarios. To this scope, we propose to integrate the AIA with a framework developed by the Intergovernmental Panel on Climate Change (IPCC) reports and related literature. This approach enables a nuanced analysis of AI risk by exploring the interplay between (a) risk determinants, (b) individual drivers of determinants, and (c) multiple risk types. We further refine the proposed methodology by applying a proportionality test to balance the competing values involved in AI risk assessment. Finally, we present three uses of this approach under the AIA: to implement the Regulation, to assess the significance of risks, and to develop internal risk management systems for AI deployers.

AI Risk Assessment: A Scenario-Based, Proportional Methodology for the AI Act / C. Novelli, F. Casolari, A. Rotolo, M. Taddeo, L. Floridi. - In: DIGITAL SOCIETY. - ISSN 2731-4650. - ELETTRONICO. - 3:(2024), pp. 13.1-13.29. [10.1007/s44206-024-00095-1]

AI Risk Assessment: A Scenario-Based, Proportional Methodology for the AI Act

C. Novelli;F. Casolari
Secondo
Writing – Original Draft Preparation
;
A. Rotolo
Writing – Original Draft Preparation
;
M. Taddeo;L. Floridi
Ultimo
Writing – Original Draft Preparation
2024

Abstract

The EU Artificial Intelligence Act (AIA) defines four risk categories for AI systems: unacceptable, high, limited, and minimal. However, it lacks a clear methodology for the assessment of these risks in concrete situations. Risks are broadly categorized based on the application areas of AI systems and ambiguous risk factors. This paper suggests a methodology for assessing AI risk magnitudes, focusing on the construction of real-world risk scenarios. To this scope, we propose to integrate the AIA with a framework developed by the Intergovernmental Panel on Climate Change (IPCC) reports and related literature. This approach enables a nuanced analysis of AI risk by exploring the interplay between (a) risk determinants, (b) individual drivers of determinants, and (c) multiple risk types. We further refine the proposed methodology by applying a proportionality test to balance the competing values involved in AI risk assessment. Finally, we present three uses of this approach under the AIA: to implement the Regulation, to assess the significance of risks, and to develop internal risk management systems for AI deployers.
2024
AI Risk Assessment: A Scenario-Based, Proportional Methodology for the AI Act / C. Novelli, F. Casolari, A. Rotolo, M. Taddeo, L. Floridi. - In: DIGITAL SOCIETY. - ISSN 2731-4650. - ELETTRONICO. - 3:(2024), pp. 13.1-13.29. [10.1007/s44206-024-00095-1]
C. Novelli, F. Casolari, A. Rotolo, M. Taddeo, L. Floridi
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Utilizza questo identificativo per citare o creare un link a questo documento: https://hdl.handle.net/11585/965705
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